regions bank chief compliance officer

CCOs must monitor and respond to changes in compliance risks. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. She is also a member of the Rotary Club of Greater Birmingham. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Chief Legal Officer and Corporate Secretary. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Andrew Nix will join Regions as chief governance officer on March 17. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Based on 20019 salaries posted anonymously by Santander Chief Compliance Officer employees in Braunton. Save time and execute with confidence when creating your strategic plan for compliance. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Gartner Terms of Use Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Birmingham's largest bank has added a new leader to its ranks. Turner holds a bachelors degree in economics from the University of Georgia. Corporate governance is my passion. Chief Human Resources Officer. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. Executive Vice President This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Dana Nolan serves as the Head of Investor Relations at Regions. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. A bank executive develops a new product, maybe a fee-generation concept. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Andrew Nix. He also served as the Florida president. In addition, Nolan oversees competitive and strategic analysis. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Anthony Restel President, Regional Banking . Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. Plimpton joined Regions in 2020, following an 18-year career at General Electric. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. C. Matthew Lusco Regions provides links to other websites merely and strictly for your convenience. 205-264-4551 Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Nix will report to Tara Plimpton, chief legal officer for the bank. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Andrew Nix will join Regions as chief governance officer on March 17. Chief Financial Officer. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Additionally, he served as a member of RMAs Regulatory Relations Committee. Corporate Banking Division Head. M. Deron Smithy Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Head of Corporate Responsibility and Community Engagement. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. Officers & Directors | Renasant Corporation Personal Business Mortgage Locations Officers & Directors Corporate Overview News & Market Data Stock Information SEC Filings Annual Reports ESG Corporate Governance IR Resources Board of Directors Executive Officers A bank that understands you. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Head of Strategic Planning & Corporate Development. Andrews experience and insights will help us build on these accomplishments. Most recently, Danella served as Head of Private Wealth Management. Senior Executive Vice President Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Internet Explorer presents a security risk. Danella earned a bachelors degree in Economics and English from Vanderbilt. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. He was named president in December 2017. In addition, he helped large banks build out their big data and data science roadmaps. 2023 Regions Bank. She leads the companys Legal, Government Affairs, and Corporate Governance departments. Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. Additional information about Regions and its full line of products and services can be found at www.regions.com. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. He is a member of the banks Executive Leadership Team. Gartner Terms of Use In 2006, he led the HR integration during the Regions/AmSouth merger. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. By clicking the "Access Your Download" button, you are agreeing to the C. Ward Cheatham These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Senior Executive Vice President Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. She leads all institutional, retail and fixed income investor relations functions. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. He is a member of the Regions Executive Leadership Team. Nix commits much of his time to community engagement and professional organizations. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Effective July 2, 2018, Turner became the chief executive officer and was appointed . When making the leap to a new position, almost half (46%) of executives across all functions underperform. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Senior Executive Vice President Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. President and Chief Executive Officer of Regions Financial Corporation. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Cheatham graduated from Auburn University with a bachelors degree in accounting. May 27, 2022, 1:30 p.m. EDT 3 Min Read. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. Regions News on Twitter: @RegionsNews. His primary focus was financial institutions. Owen joined Regions in 2007 as head of Operations and Technology, where he served until 2009 when he was named head of the banks Consumer Services Group. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Andy Hernandez is Chief Digital Officer for Regions. Bill Ritter serves as Head of the Wealth Management group at Regions. Executive Vice President Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Head of Consumer Banking Group. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. He began his career in information systems with McDonnell-Douglas. Brett D. Couch As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Manav Misra Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Smith began his banking career at Deposit Guaranty as a management trainee. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Boots Gale, III is general counsel and corporate secretary for Regions. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. Executive Vice President Community Affairs Misra is responsible for overseeing the company's data strategy and enterprise data . RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Fournier J. Gale, III From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. David Popwell President, Specialty Banking . Chief Risk Officer . John M. Turner, Jr. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. Senior Executive Vice President BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Nix commits much of his time to community engagement and professional organizations. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. All Rights Reserved. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Keenan earned a bachelors degree in Political Science from Furman University. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Privacy Policy. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. and President and Chief Executive Officer of Regions Financial Corporation. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Deputy Chief Risk Officer and Chief Credit Officer. Andrew Nix will join Regions as chief governance officer on March 17. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Senior Executive Vice President David R. Keenan Senior Executive Vice President Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Executive Vice President She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. He was named president in December 2017. Senior Executive Vice President Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Use this one-page template to communicate your strategy with internal business partners. Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. He is also a member of the companys Executive Leadership Team. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Head of Corporate Banking Group. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. All Rights Reserved. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. By clicking the "Submit" button, you are agreeing to the Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. Gartner helps compliance officers transition confidently andsucceed faster. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. Nolan earned a bachelors degree in business from the University of Alabama at Birmingham, and is a graduate of the Bank Administrative Institutes Graduate School of Bank Financial Management at Vanderbilt University in Nashville, Tennessee. Executive Vice President Executive Vice President Jeremy King | Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Chief Transformation Officer. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. You should consult privacy disclosures at the linked website for further information. Ritter is a member of Regions Executive Leadership Team. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. Regions Bank is an Equal Housing Lender and Member FDIC. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Member FDIC. for the Southeastern Chapter of the Society for Corporate Governance. (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Treasurer. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Head of Investor Relations. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. and In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. December 09, 2020, 1:13 p.m. EST 1 Min Read. He is also a member of the United Ways Tocqueville Society. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs.

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